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S  0܍ ^ `  >*  0h ^   @*  00 ^ `  @*H  0޽h ? 3380___PPT10.1 Default Design0 2* (    0` P    >*   0     @* d  c $ ?    0  0  RClick to edit Master text styles Second level Third level Fourth level Fifth level!     S  6 _P   >*   6 _   @* H  0޽h ? 3380___PPT10.2 08(    0< P    >*   0A     @*   6E _P   >*   6J _   @* H  0޽h ? 3380___PPT10.3R q  K0 d\  (     <DNN*  eSmall Business Innovation Research Program (SBIR) Small Business Technology Transfer Program (STTR) ff  0$P   @Edsel M. Brown, Jr. Assistant Administrator Office of Technology*A@ J   C "A sealhx   <sp    BD\  y7U.S. Small Business Administration Office of Technology&80 8 3H  0޽h ? 33___PPT10u..1¡+D=' = @B + Tw(  TJ T C "A seal0`8@ T B y7U.S. Small Business Administration Office of Technology&80 8 3 T 0TG`  The U.S. Small Business Administration s Office of Technology has government-wide responsibilities for two principal technology programs  Small Business Innovation Research (SBIR) Program, and, Small Business Technology Transfer (STTR) Program. p$i @`H T 0޽h ? 33___PPT10i.1P&+D=' = @B +_ vn X(  XJ X C "A seal8 X BlH` y7U.S. Small Business Administration Office of Technology&80 8 3 X <X Research and development and technological innovation are critical components to a strong economy. Programs for small high-tech businesses stimulate the economy in the following ways: Employment Industrial Base Domestic Economy Exports Global Competition Balance of Payments Small businesses drive the economy and small business is where innovation and innovators thrive. ac a bH X 0޽h ? 33___PPT10i.y0+D=' = @B + K0  \(  \ \ 0:D W SBIR & STTR . J \ C "A seal`0@x \ <_sp  \ B  t y7U.S. Small Business Administration Office of Technology&80 8 3` \ 0@"`@  Both of these programs are based on public/private sector partnerships. Federal Agencies having research and development requirements, Small high-technology businesses, and SBA. To these partners, the STTR Program adds: Non-profit research institutions. Iq+%H q * %H \ 0޽h ? 33___PPT10u..1¡+D=' = @B +  X(  XJ X C "A seal08@ X B+ y7U.S. Small Business Administration Office of Technology&80 8 3 X 6T0 `@@p uSBIR Legislative Background... :  (   X 6\5  The SBIR program was: Authorized by Congress in 1982, and, Reauthorized in 1986, 1993 and again in 2000. Program authority extends to October 1, 2008. By law, SBA has the following general responsibilities for the SBIR Program: Establishing policy, Oversight, Evaluation, and Reporting.~N;N;H X 0޽h ? 33___PPT10i.1`N+D=' = @B + +#pl(  lJ l C "A seal0 l B< y7U.S. Small Business Administration Office of Technology&80 8 3 l 0Ħ 'Statute requires that each Federal agency having an extramural research and research and development (R&R&D) budget in excess of $100 million, reserve 2.5% of that budget for competitive award to small business concerns. .0  l 6pj ICurrently, eleven (11) agencies and departments participate in the SBIR Program. They are: Agriculture Homeland Security (new in FY 2004) Commerce Transportation Defense EPA Education NASA Energy NSF Health and Human Services >H l 0޽h ? 33___PPT10i.2+D=' = @B + K0 t:(  tJ t C "A seal8 t BC 7U.S. Small Business Administration Office of Technology880 # 3  t 0I  QSBIR Program Structure... t 6L@` 4The SBIR Program is structured in three phases: Phase I: Awards of up to $100,000 are made to evaluate the feasibility and scientific and technical merit of an idea, for a period of up to six months. Phase II: Phase I projects having the most potential are funded for further development, up to $750,000, for a period of up to two years. Phase III: No SBIR funding is provided. Private-sector investment and support are used to bring the innovation to market. However, Phase III funding may include follow-up contracts for production of Phase II innovations.<2PP2H t 0޽h ? 33___PPT10u.. 2+D=' = @B +  H`(  HJ H C "A seal0@ H BX] y7U.S. Small Business Administration Office of Technology&80 8 3 H <,`@^ OTimeline of SBIR Awards  H 0d`  All SBIR Program Participants follow a Master Schedule of release dates for their SBIR Program Announcements or Program Solicitations. This Master Schedule is coordinated by SBA and can be found on the SBA s SBIR website. The SBIR Policy Directive directs the program participants to enter into funding agreements within six months of its solicitation s closing date. Most agencies make awards within 60  90 days of the solicitation s closing date. H H 0޽h ? 33___PPT10i.xy+D=' = @B +  P(  PJ P C "A seal08@ P Be y7U.S. Small Business Administration Office of Technology&80 8 3 P <r) p D SBIR Process  P 0i ! l P 0z6 } P 0}@`<    P 0F @Phase I Phase II Phase III Feasibility Study Prototype Development Commercialization 6 Months 2 Year Effort Up to $100,000 Up to $750,000 Or Phase I Phase III Feasibility Study Commercialization 6 Months Up to $100,000 &`  P s *"`>p`  P s *"` @`  P s *"` @H P 0޽h ? 33___PPT10i.py+D=' = @B +  p(  J  C "A seal0@  B z8U.S. Small Business Administration Office of Technology &90 9 3M  0@   Small Businesses a concern that, on the date of award for both Phase I and Phase II is... organized for profit, with a place of business located in the United States, which operates primarily within the United States or which makes a significant contribution to the United States economy through payment of taxes or use of American products, materials or labor; in the legal form of an individual proprietorship, partnership, limited liability company, corporation, joint venture, association, trust or cooperative, except that where the form is a joint venture, there can be no more than 49 percent participation by business entities in the joint venture; >Z9  <t PSBIR Program Eligibility H  0޽h ? 33___PPT10i.r3'+D=' = @B +   (  J  C "A seal0@  B y7U.S. Small Business Administration Office of Technology&80 8 3,  0 Small Businesses a concern that, on the date of award for both Phase I and Phase II is... at least 51 percent owned and controlled by one or more individuals who are citizens of, or permanent resident aliens in, the United States, except in the case of a joint venture, where each entity to the venture must be 51 percent owned and controlled by one or more individuals who are citizens of, or permanent resident aliens in, the United States; and has, including its affiliates, not more than 500 employees. "Zb<  <i n$SBIR Program Eligibility (continued).% H  0޽h ? 33___PPT10i.t3 4S+D=' = @B +  2(  J  C "A seal08@  Bx´ e#U.S. Small Business Administration &$0 $ 3  0ƴ0$ l2Small Business Technology Transfer (STTR) Program33  6˴p VSTTR Legislative Background...1  6ϴ` =Public Law 102-564, the Small Business Research and Development Enhancement Act of 1992, authorized the STTR Program. The program was reauthorized in 1996 by Public Law 104-208, and again in 1997 by Public Law 105-135. In 2000, the program was reauthorized by Public Law 107-50. Current authority runs through 2009.rw%v  %H  0޽h ? 33___PPT10i.w3&+D=' = @B +  ^(  J  C "A seal08@  B۴ y7U.S. Small Business Administration Office of Technology&80 8 3  B  <STTR+  6@`; MFederal agencies having an extramural budget for research or research and development in excess of $1 billion annually are required by law to reserve 0.3 percent of that budget for award under the STTR program. Currently, five (5) agencies participate in the STTR program. They are: Defense Energy Health and Human Services NASA NSF\00 20  2H  0޽h ? 33___PPT10i.x3୶l+D=' = @B +F ]U(  J  C "A seal08@  B@Ĵ y7U.S. Small Business Administration Office of Technology&80 8 3  6 @p Z STTR Phased Program Structure...!!  0  HPhase I: Awards of up to $100,000 are made to evaluate the scientific, technical, and commercial merit of an idea, for a period of up top one year. Phase II: Phase I projects having the most potential are funded for further development, up to $750,000, for a period of up to two years. Phase III: No Federal STTR funding is provided. Privates sector support is used to bring the innovation to market. Phase III funding may include contracts for production of Phase II innovations. DPPRPH  0޽h ? 33___PPT10i.y3څ+D=' = @B +# :2@(  J  C "A seal08@  B y7U.S. Small Business Administration Office of Technology&80 8 3  6\ p cSTTR Program Eligibility...,  |  0  `p The program centers around cooperative research and development performed jointly by a small business and a research institution. Each project involves at least two partners, each of which must meet specific eligibility criteria.H  0޽h ? 33___PPT10i.y3څ+D=' = @B + PG(  J  C "A seal08@  B|] d"U.S. Small Business Administration&#0 # 3  6  cSTTR Program Eligibility...,    0(   Small business must meet criteria established for SBIR Program. Research institution must be& A non-profit institution as defined by the Stevenson- Wydler Technology Innovation Act of 1980, or, A federally funded research and development center (FFRDC) as identified by the National Science Foundation in accordance with section 35(c)(1) of the Office of Federal Procurement Policy Act. `U)U_ d H  0޽h ? 33___PPT10i.y3څ+D=' = @B + ( 0\(  \J \ C "A seal08@ \ BLs z8U.S. Small Business Administration Office of Technology &90 9 3: \ 0qs5 The Office of Technology is responsible for two programs that are in support of the SBIR and STTR programs, the Federal and State Technology Partnership Program (FAST) and the Rural Outreach Program. Both programs are designed to: enhance competitiveness of small high-tech businesses in the states, provide services to small high-tech businesses in support of the SBIR/STTR programs. 8-H \ 0޽h ? 33___PPT10i.NPf+D=' = @B +  7/pd(  dJ d C "A seal0`8@ d B- y7U.S. Small Business Administration Office of Technology&80 8 3 d 0 ` 1SFAST: 21 Awards 20 - $95,000 1- $78,000 ROP: 5 Awards 5 Awards of $49,000 S$ @` d <l+` EFY 2004 SummaryH d 0޽h ? 33___PPT10i.1P&+D=' = @B +w l(  lJ l C "A seal08@ l B| y7U.S. Small Business Administration Office of Technology&80 8 3 l 0  RBoth Programs Sunset in FY 2005 No Funding for Programs in FY 2005 Looking ForwardSS l <tY~ CFAST/ROP Update3H l 0޽h ? 33___PPT10i.y0+D=' = @B +  Dj(  DJ D C "A seal08@ D B00] d"U.S. Small Business Administration&#0 # 3 D <4' >Executive Order 13329 Encouraging Innovation in Manufacturing8?( D 0:zJ $On February 24, 2004, President George W. Bush signed Executive Order 13329, Encouraging Innovation in Manufacturing. The Executive Order directs the SBIR and STTR Program participants to give  High Priority within the two programs to manufacturing related research and development. Coordinated by the SBA and the Executive Office of the President, the program participants are: conducting outreach to increase awareness of the Executive Order to the small business community, including manufacturing related topics in the annual SBIR and STTR Solicitations, giving priority to manufacturing related projects in their award selection process \FEM H D 0޽h ? 33___PPT10i.hy-|+D=' = @B +< SK`(  J  C "A seal08@  B0w# y7U.S. Small Business Administration Office of Technology&80 8 3f  0{  v Office of Technology s website http://www.sba.gov/SBIR/ t!PPP  H  0޽h ? 33___PPT10i.y3څ+D=' = @B +0 zr0 (  X  C    r  S І 0   H  0޽h ? 3380___PPT10.200 zrP (  X  C    r  S  0   H  0޽h ? 3380___PPT10.2k0 zr` (  X  C    r  S  0   H  0޽h ? 3380___PPT10.20 zr (  X  C    r  S  0   H  0޽h ? 3380___PPT10.x O0 zr (  X  C    r  S  0   H  0޽h ? 3380___PPT10.x{KQ0 zr  (   X   C    r   S 8 0   H   0޽h ? 3380___PPT10.xR0 zr (  X  C    r  S  0   H  0޽h ? 3380___PPT10.xT0 zr (  X  C    r  S Ȱ 0   H  0޽h ? 3380___PPT10.xdU10 ~L(  L^ L S    x L c $L6 0   H L 0޽h ? 3380___PPT10.xW.60 ~h(  h^ h S    x h c $N 0   H h 0޽h ? 3380___PPT10.2kr0 D0$6/~<B j(*, Y_fym8s$y~=P.0246K@YIQ8P *YS0rF TV? 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W. Hawkins, Ph.D.Root EntrydO)pJa@PicturesCurrent User )SummaryInformation(eT lide 6Slide 7Slide 8Slide 9 Slide 10 Slide 11 Slide 12 Slide 13 Slide 14 Slide 15 Slide 16 Slide 17 Slide 18 Slide 19 Slide 20 Slide 21 Slide 22  Fonts UsedDesign Template Slide Titles_}SBASBAlconnol@ P_AdHocReviewCycleID_EmailSulide 6Slide 7Slide 8Slide 9 Slide 10 Slide 11 Slide 12 Slide 13 Slide 14 Slide 15 Slide 16 Slide 17 Slide 18 Slide 19 Slide 20 Slide 21 Slide 22  Fonts UsedDesign Template Slide Titles/_}James W. Hawkins, Ph.D.James@ P_AdHocReviewCycleID_EmailSu  !"#$%&'()*+,-./0123456789:;<=>?@ABCDEFGHIJKLMNOPQRSTUVWXYZ[\]^_`abcdfghijklmnopqrstuvwxyz{|}~Root EntrydO)[\PicturesCurrent User 8SummaryInformation(eTPowerPoint Document(DocumentSummaryInformation8 ?" dd@  @@`` t^#      ! "' + 23567 : < > @ CB DEF  H YZ[\]g lmno rswxyz/X$b$ sZT"q<  0AA@33f@z9 ʚ;ʚ;g4/d/d  0pppp@ <4ddddLqt 0+ g4BdBd  0Xp@ pp<4BdBdLqt 0+80___PPT10 ?  O  =hP3L1M2!"#$%'(Q4S6T7K0W8)/ =>?@ A N UG ^Vt(  tJ t C "A seal08@ t B8 + y7U.S. Small Business Administration Office of Technology&80 8 3q t 0hU+X Other Issues: Amended SBIR/STTR Policy Directives Focus on Improving Commercialization Rate and Participation of Women and Traditionally Underserved Segments of the Population B H t 0޽h ? 33___PPT10i.[+D=' = @B +r4W8 eW(